How does due diligence vary between the Corporate and UCC perspective? Listen to this on-demand webinar to learn more about the similarities and differences between the two. Explore legal due diligence from both the audit and deal perspectives, with a focus on entity structure, contacts, KYC/AML, and timing.
Topics covered:
- Entity Structure
- Contracts
- Entity Records
- Know Your Customer/Anti-Money Laundering (KYC/AML)
- Timing
- Potential Impact Issues
Audience:
- Attorneys and paralegals in law firms who handle corporate business compliance, entity formation, and mergers and acquisitions
- In-house counsel and paralegals responsible for corporate compliance
Meet our expert:
Lori Ann Fox, Esq., Transactional Business Consultant
Lori Ann Fox has been with CT Corporation for over ten years as a government liaison and legal expert. In her role, she focuses primarily on the legal and regulatory issues facing CT’s customers in formation, compliance, and M&A. She sits on drafting committees and works closely with state bar associations, government offices and legislatures to implement changes in business entity and related laws. Additionally, she regularly lectures across the U.S. on topics related to business entity operations and filings, including:
- Delaware Entity Laws
- Mergers
- Business Entity Formation and Maintenance
- Compliance and Governance
- Limited Liability Companies
- Specialty/Alternative Entity Types
- Ethical Considerations Surrounding Entity and Compliance Issues
Prior to joining CT, Ms. Fox maintained a private practice focusing on corporate law, which was preceded by her serving as General Counsel for an insurance company. Ms. Fox received her law degree from Emory University School of Law and is a member of the State Bars of Texas, Oklahoma, and Georgia.