Without exception, every business entity is mandated meet certain basic compliance requirements. In-house legal departments and the law firms that serve them are challenged with monitoring ever-changing regulations. They must also know how the responsibilities of those who govern, manage, own and work for corporations and LLCs can impact compliance.
In this webinar, CT’s expert staff attorneys present both necessary sides of compliance — the what and the who.
Attendees will learn:
An overview of compliance obligations for corporations and LLCs imposed by statutes, rules, regulations, and internal documents
Required reports and filings for corporations and LLCs
The consequences of non-compliance
How key individuals including directors, officers, shareholders, members, and managers impact governance and the entity’s ability to comply
Lessons from case law that illustrate potential issues
New challenges for governing officials
Who should attend:
Corporate secretaries and governance professionals
In-house counsel and paralegals responsible for corporate compliance
Attorneys and paralegals in law firms who handle corporate business compliance, entity formation, and mergers and acquisitions
Your expert guide:
Elina Balagula, Esq., Transactional Business Consultant A licensed attorney with over 9 years of legal practice experience, Elina serves as a UCC and transactional subject matter expert for law firm and corporate clients in the Northeast region. In her role, she consults on matters related to lien searches and filings as well as corporate compliance issues arising in the context of financial closings, M&A, and real estate transactions, among others. She also teaches CLE seminars on these topics at national law firms and professional associations.